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Robert A. Lockery, AIF

Robert A. Lockery, AIF

Director of Retirement Plans

Robert A. Lockery (Bob) has over 19 years’ experience in the Financial Services industry working with business owners, government agencies, non-profit organizations, and their employees in creating and promoting a top tier qualified retirement plan with extensive experience in 401(k), 403(b), 457-governmental, and Top Hat plans.

Bob’s focus is to work very closely with plan fiduciaries to help ensure that they optimize their retirement plan offerings to their employees while assisting them in meeting their obligations and utilizing best practices.

As part of this process Bob also works with plan participants in group settings as well as individual meetings addressing their retirement readiness. This includes reviewing a participant’s numbers, answering questions, and assisting participants with making choices regarding their interaction with their employer provided retirement plan.

Starting his financial services career in customer service, Bob learned early on about importance of trust, effective communication, research, and simplistic explanations as these traits are much appreciated by clients.

Bob is a member of the New Haven Chamber of Commerce, Bridgeport Regional Business Council (BRBC), and currently serves as the Southern Connecticut State University Alumni Association Treasurer. He also serves his local community sitting on the planning and zoning appeals board.

Bob has a Bachelor of Science Degree in Business/Corporate Communication. He maintains his Series 7 (General Securities Representative), Series 66 (Uniform Combined State Law Exam), Series 63 (Uniform Securities Agent State Law Exam), and Series 24 (General Securities Principal) licenses and is licensed for Life and Health Insurance in CT and NY.

Bob’s favorite activities are spending time with his family and coaching softball. He coaches girls’ fast pitch softball and a slow-pitch team for men in his home town of North Haven.